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Chapter IV Social integration and
social mobilization
T he term social integration is variously
understood. Some see it as a positive process of including
everyone, especially vulnerable groups, in the development
process. Others see it as an unwarranted imposition of uniformity
or external ideals and values, and a disrespect of sociocultural
differences among people. In this chapter, social integration
is understood as the processes addressing the social disparities
and the exclusion of people who are denied equal access
to the services, benefits and rights enjoyed by others in
society. Such services, benefits and rights include access
to education and health care, decent work, participation
in economic, social, political and civic life, and strong
social ties to the family, local community and voluntary
associations, among other affiliations.
Globalization, or global integration, is
moving at a rapid pace. However, not all countries or people
are participating in or benefiting from the globalization
process and the expanding opportunities in the global economy,
in global technology, in the global spread of cultures and
in global rule-making. According to a recent World Bank
study, approximately 2 billion people, many of them from
Asia and Africa, are currently excluded from enjoying the
benefits that globalization brings (World Bank 2002).
But social exclusion is not just a by-product
of globalization. Social exclusion is present as a feature
of all societies when different rules and policies, formal
and informal, enable some and constrain others in gaining
access and entitlement to goods, services, activities and
resources. Certain groups of people are denied opportunities
which are open to others, for reasons of age, gender, lifestyle,
belief systems, physical characteristics or health.
This chapter reviews the trends that are defining
social integration in the ESCAP region. It highlights the
urgent social problems that have an impact on social stability
and social inclusion. It looks at the potential of programmes
and policies designed to enhance the equality of opportunities,
social integration and participation, through social mobilization.
It also examines the provision of effective social service
delivery structures to meet the needs of vulnerable and
disadvantaged groups. Finally, it discusses the role of
national capacity-building and social capital investment,
affirmative action measures and resource allocations, mobilizing
the participation of civil society and the corporate private
sector.
A. SOCIAL INTEGRATION FROM THE PERSPECTIVE
OF THE WORLD SUMMIT FOR SOCIAL DEVELOPMENT
It is recognized that various societal processes,
institutions and mechanisms have excluded people from fully
participating in economic, social, cultural and political
life. This refers to the process of social exclusion. In
this context, social integration refers to policies designed
to better “include” or integrate those who are
excluded from development processes and opportunities. While
disadvantaged groups are part of existing social networks,
including families, households, clans, neighbourhoods, communities,
schools and work units, there are certain patterns of integration
in the global or local economic or social environments which
are generating uneven or destructive outcomes for some individuals,
groups or even countries.
The promotion of social integration was adopted
as one of the three core goals of the Copenhagen Declaration
adopted at the World Summit for Social Development. That
commitment reads as follows: “We commit ourselves
to promoting social integration by fostering societies that
are stable, safe and just and that are based on the promotion
and protection of all human rights, as well as on non-discrimination,
tolerance, respect for diversity, equality of opportunity,
solidarity, security, and participation of all people, including
disadvantaged and vulnerable groups and persons” (United
Nations 1995).
In the context of the Social Summit, social
cohesion and solidarity are fundamental conditions of development
and social progress; thus, efforts to develop and strengthen
institutions and mechanisms encouraging social integration
must be sustained. A well-educated, healthy, decently employed,
socially protected citizenry contributes to the social cohesion
of a country and imparts dynamism to all aspects of life
and culture. By promoting inclusion and reducing deprivation,
social development strengthens democratic institutions and
processes, makes social and economic relations more harmonious
and provides a firm foundation for achieving long-term development
and prosperity.
Within the framework of the Social Summit,
the members and associate members of ESCAP also committed
themselves to promoting “social integration”
as one of the three core themes (the other two being poverty
alleviation and employment generation) in their adoption
of the Manila Declaration on the Agenda for Action on Social
Development in the ESCAP Region in 1994. That regional Agenda
was a landmark consensus agreement on regional social development
priorities and the means by which to achieve them. It refers
to social integration as “the enabling of all social
groups to live together in productive and cooperative harmony”
(ESCAP 1995).
B. TRENDS DEFINING SOCIAL INTEGRATION IN THE
ESCAP REGION
As requested by its members, ESCAP has conducted
periodic reviews of progress made in the regional implementation
of both the global and regional social development agreements.
The review undertaken in 1997 noted that many Governments
had set up inter-ministerial coordinating committees to
devise and implement coordinated strategic national plans
and actions aimed at achieving the social development targets
and goals of the Social Summit. Governments also reported
improvements in housing, education, employment and poverty
reduction over the previous decades, in large part as a
result of the impressive rates of economic growth registered
in some countries in the region. However, in the most recent
ESCAP review conducted in December 2001, many Governments
noted that several of the regional social development targets
for the year 2000 and earlier had not been met. These included
the targets of attaining education for all, health for all
and shelter for all, creating a barrier-free environment
for all and formulating an overall policy framework for
basic social protection.
It was noted that many aspects of globalization
relating to the increased movement of people within and
across national borders, increased job opportunities and
the rapid spread of information technology had provided
more opportunities for people to improve their livelihood
and quality of life. These improvements have helped to narrow
existing disparities and foster progress in social integration.
Yet experiences in this region suggest that many among those
groups that are the traditional targets for social integration,
namely, the poor, women, youth, older persons, people with
disabilities, ethnic minorities and indigenous people, are
often not able to seize the new opportunities being offered
because of existing barriers inherent in traditional sociocultural
norms and practices or other development constraints.
The regional reviews also recognized that
constraints to progress in meeting the social development
goals include: (a) a lack of coherence in policy planning
and implementation, (b) poor coordination, decentralization
and devolution – social development goals and targets
had not been properly disseminated and advocated across
all levels of government and administration, national, regional
and local, (c) an inadequate level of resources and budgets
to meet social development and social protection needs,
(d) a lack of consistency among government units in the
allocation and utilization of resources to ensure the provision
of basic services and targeted priorities aimed at poverty
alleviation, social integration and employment promotion
and (e) a lack of participation by the private sector, NGOs
and other civil society organizations as partners in development,
and called for giving more attention to such issues of governance
as prerequisites for improving the efficiency and effectiveness
of social programmes.
A number of trends towards increasing economic
and political exclusion, and defining the context of social
integration in the region, have already been discussed in
previous chapters. Poverty in its different forms, growing
inequalities and changing labour-market conditions are excluding
people partially or wholly from sustainable livelihoods,
decent employment, minimum earnings and consumption, and
physical and human capital formation. In the following sections,
additional broad outlines of trends affecting social integration
will be reviewed.
1. Increased population movements
As globalization concentrates opportunity
in certain regions and countries, and in particular economic
sectors, one of the most obvious responses on the part of
those most threatened with exclusion or marginalization
is to migrate, whether within countries or abroad. Over
the past few decades, this phenomenon has become an important
element in the livelihood strategy of millions. According
to United Nations estimates for the period 1995-2000, in
the ESCAP region as a whole, emigration has reduced population
growth by about 2 per cent. This is but one indicator of
the significant rate of migration. Looking at some individual
countries, Australia has a net gain in population of 80,000
annually, while countries such as Bangladesh, India and
Pakistan in South and South-West Asia have experienced the
emigration of over 100,000 persons annually. Similarly,
emigration rates are significant in China, Indonesia and
the Philippines (United Nations 1997).
In recent decades, the majority of migrant
workers from the region to the countries in West Asia have
originated in India, Indonesia, Pakistan, the Philippines,
the Republic of Korea and Thailand; more recently in the
1990s, most originated in Bangladesh, India, Pakistan, the
Philippines and Sri Lanka. Since the 1980s, the newly industrialized
economies of East Asia (including Japan) and South-East
Asia began to attract migrant workers from the less prosperous
countries in the region (Seetharam, Gubhaju and Huguet 2001).
As for rural-urban migration trends, in the
ESCAP region as a whole, nearly 40 million people are added
to the urban population each year, with about half, or approximately
20-25 million people, moving to urban centres in search
of a better life. Nearly half of this urban migration is
taking place in South and South-West Asia. The difference
between East and North-East Asia (which includes China)
and South and South-West Asia (which includes India) is
striking. During the period 1990-2000, both subregions had
approximately the same number of net rural-to-urban migrants,
while in East and North-East Asia, the number is expected
to increase by 50 per cent; in South and South-West Asia,
it is expected to double by the period 2010-2020 (Seetharam,
Gubhaju and Huguet 2001).
It is recognized that migration has helped
to ease the problem of poverty in some cases and meet the
labour needs of the countries of both origin and destination.
As countries increasingly welcome more highly skilled workers,
more remittances are generated and there is also a greater
possibility of technology transfer and enhanced skills formation.
The demand for skilled migrants will also increase the migration
chances of women, whose migration currently is largely a
response to the demand for domestic workers and factory
workers. However, long-term migration of some members can
create family disintegration. So does more temporary migration,
when virtually all able-bodied adults must make a living
elsewhere, leaving grandparents to take care of children,
as is increasingly the case in rural areas hard hit by economic
crisis and adjustment.
Migration, as is the case with the revolution
in communications technology, both integrates and divides.
For the well-educated, or relatively affluent, migration
is simply a means to improve life chances: for example,
to obtain a better job or to enjoy more personal freedom
or a different style of life. Receiving countries or cities
generally welcome the transfer of wealth and knowledge inherent
in this kind of immigration, although it signifies a loss
for the societies and economies left behind.
Larger-scale migration by poorer people can
imply greater impoverishment and disruption of existing
forms of social organization in communities and regions
of origin of migrants, particularly when most able-bodied
members of households depart, leaving the young and the
old to cope as best they can. Nevertheless, the potential
for improving the level of living of migrants’ families
is also considerable, as remittances are sent home and invested.
Some migrants get ahead, and some find departure
from their place of origin a form of liberation from oppressive
obligations. In all too many instances, however, migration
remains a harsh necessity – a last resort involving
privation and, not infrequently, the danger of physical
harm.
In receiving countries and cities, migration
can create enormous problems of social integration and cultural
adaptation, which are currently at the centre of the policy
debate. The juxtaposition of people who often share neither
a common language nor a common religion, or who have very
different customs, makes unusual demands on human tolerance
and understanding. The arrival of large numbers of “outsiders”
also creates unusual strains on existing social services
and local economies.
Note must also be taken of irregular migration
and human trafficking. As national borders become more porous,
the already substantial irregular migration in the region
will likely increase. Those involved in irregular migration
have established networks and migrant institutions across
transnational spaces, thereby facilitating further flows.
Such irregular migration is financially costly to the migrants
and exposes them to a precarious existence where there is
a lack of access to basic services and redress for any grievances.
Human trafficking, as a form of irregular
migration including the buying and selling of humans for
the sex industry, is currently one of organized crime’s
fastest growing businesses (UNDP 1999a). As discussed in
chapter II, trafficking has become an issue of growing concern
in this region, especially in South-East Asia. It has been
conservatively estimated that at least 200,000-225,000 women
and children from South-East Asia are trafficked annually,
a figure representing nearly one third of the global trafficking
trade (IOM 2000). Traffickers prey on the economic vulnerability
of their potential victims. Across Asia, millions of children,
young women and men are lured from their homes and villages
by sophisticated crime syndicates and forced into labour
where the conditions are exploitative and even slave-like.
Poverty is a critical “push” factor for many
victims. In Asia, where cross-border trafficking in humans
occurs on a large scale, many victims are forced to work
in the sex industry, as well as in other illegal activities,
under the threat of violence and intimidation.
2. Ageing of the population
The growth rate and structure of the population
in the ESCAP region have undergone a substantial change
over the past few decades. Several countries and areas,
such as Hong Kong, China; Japan; and Singapore, have completed
the demographic transition and reduced their fertility and
mortality rates to low levels. Others such as the Lao People’s
Democratic Republic, Nepal and Pakistan still have very
high fertility and mortality rates. There has been a substantial
decline in the population growth rate, which, during the
period 1990-2000, fell to 1.49 per cent. The growth rate
is expected to decline further, that is, to 1.1 and 0.9
per cent annually, during the periods 2000-2010 and 2010-2020
respectively.
Fertility has dropped below the replacement level (2.1 births
per woman) in several South-East Asian countries and in
most countries in East and North-East Asia. At the same
time, there have been massive reductions in both infant
and under-five mortality rates. According to the 2001 ESCAP
Population Data Sheet, life expectancy at birth for males
and females exceeds 60 years in all the subregions.
One implication of this demographic transition
with declining fertility and mortality, owing to better
health-care technologies and nutrition, is population ageing
in the region. According to available data on ESCAP developing
countries, between 1990 and 2000, the size of the population
aged 65 or older increased by 3.35 per cent per year on
average. The proportion of the population aged 65 and older
is expected to more than double between 1995 and 2050 in
almost all countries and areas of the ESCAP region (table
IV.1); the major exceptions are Australia and New Zealand,
where the proportion is already high.
Older persons risk being socially excluded
in many ways. Those still able to work suffer diminishing
returns for their labour. For many, the economic crisis
has reduced, if not stopped, remittances from their urban
offspring; the majority of the rural aged have no access
to pension benefits because many have not been part of the
formal employment sector, where there might have been some
pension coverage. Moreover, public assistance benefits and
related services that would be the last resort for many
of the rural aged have shrunk or are unavailable. Even if
the level of public assistance benefits had remained unchanged,
it would not have been able to keep up with the cost of
living increase in some countries. In recent years, some
countries have taken steps to expand or upgrade public measures
for the aged, and others are about to introduce social safety
nets for the first time (ESCAP 1996b).
Other factors that compound the situation
of older persons include the following: (a) the erosion
of the traditional family and community support systems
with the changing family structure, smaller nuclear families
and increased mobility of their members, (b) increased rural-to-urban
migration, (c) increasing proportions of educated older
persons and higher expectations of extended participation
and avenues for productive engagement and inclusion in societal
and political processes and (d) greater pressure on social
budgets and increases in fiscal demands, particularly to
provide affordable, cost-effective and good-quality health
and other social services, as well as income support for
the older populations.

3. Women in development
In recent decades, the issues of gender equality
and empowerment of women have been given increasing attention
in national and regional development efforts. This has come
about, to a large extent, as a result of the impetus given
and the commitments made by a succession of international
meetings and conferences since the declaration of the first
International Women’s Year in 1975. The momentum of
action in this area by Governments and NGOs has accelerated,
as is evident in the reviews of progress made, most recently
at the Fourth World Conference on Women, held at Beijing
in 1995, and the special session of the United Nations General
Assembly in 2000.
The efforts at promoting and integrating
the role and status of women in development have led to
the following achievements, among others: greater de jure
equality, closer gender parity in school enrolment ratios
in many countries, increased participation in the labour
market and business, better recognition of women’s
unpaid work and initiatives to quantify such work in alternative
national and domestic accounting systems, and increased
political participation. Important mechanisms and institutions
have been established, such as equal employment laws, revisions
to inheritance, property and succession laws and other family
laws to accord women equal rights in matrimonial and family
affairs, national machineries to advocate and coordinate
strategies and plans for women’s empowerment and gender
equality in the household, economy and polity, national
policies and action plans to integrate women in development
at all levels, measures to prevent or penalize discrimination
in employment practices, sexual harassment at places of
work and violence against women.
Gender-related Development Index (GDI) values
have been calculated based on three major achievements in
human development, namely, a long and healthy life as measured
by life expectancy at birth, knowledge as measured by the
adult literacy rate and gross enrolment ratio, and a decent
standard of living as measured by the estimated earned income
adjusted to account for inequalities between men and women
(UNDP 2001a). The GDI values between 1994 and 1999 improved
in 20 of the 25 ESCAP countries for which data were available.
The other five countries lost some ground. Among the 25
countries as a whole, the GDI increased by an average of
9.1 per cent.
In the context of globalization, with greater
political and cultural awareness there is increased expectation
regarding the attainment of human rights and women’s
rights, among others. Globalization has led to an unprecedented
increase in women’s NGOs and networking for mutual
support and dialogue. These movements have catalysed women’s
advocacy of gender dimensions in the outcomes of international,
regional, national and local forums concerning various development
issues. They have also promoted the role of women in building
a culture of prevention and peace.
Yet many obstacles remain, blocking fuller
social participation for women because of legal and customary
barriers, including family and labour laws, and deep-rooted
sociocultural perceptions and practices. In many developing
countries, gender disparities are still prevalent in indicators
of health, literacy, education, income and employment. Women
face difficulties in elections and appointment to public
office, retaining guardianship rights over children and
receiving fair judgement as victims of domestic and sexual
violence.
The integration of women in the development
process remains a key policy issue for sustaining social
development. Based on studies that suggest a positive relationship
between access to social services by poor women and girls,
with improvements in overall family and community well-being,
the empowerment of women and gender equality are integral
to social policy considerations in national agendas. Public
policy can encourage the decision-making roles of women,
including in political leadership, and enhance conflict
management and resolution in the globalizing world. It can
also support the use of international and national legal
instruments and agreements to attain greater integration
of women in development processes.
4. Prevalence of people with disabilities
In the region, the major causes of disability
are poverty-related. About half the developing countries
in the region are at risk of nutrition-related disabilities
(stunting of mental and physical development) associated
with food deficits. By far the greatest number of chronically
undernourished people, 515 million (of the global 1996 total
of 800 million) are found in South and South-East Asia;
their numbers are expected to increase to approximately
680 million by the year 2010. Other major causes of disability
include road accidents, population ageing and the processes
of modernization and urbanization, which can cause disabling
illnesses, such as depression, alcohol dependence and schizophrenia.
Lack of adequate data has been and still is one of the most
significant factors leading to the neglect of disability
issues. In many ESCAP developing countries, the data collected
do not reflect the full extent of disability prevalence.
It is estimated, however, that there are 600
million persons with disabilities worldwide and two thirds
of them live in the Asian and Pacific region. In this region,
there is deep-rooted stigmatization of disability and discriminatory
practices against people with disabilities. Thus, persons
with disabilities comprise one of the most marginalized
groups in the Asian and Pacific region; they are generally
excluded from mainstream development opportunities. Women
and girls with disabilities are the most excluded, including
from mainstream gender equality programmes. Recent World
Bank estimates suggest that people with disabilities may
account for as many as one in five of the world’s
poorest. Disability limits access to education and employment,
and economic and civic participation. Poor people with disabilities
are caught in a vicious cycle of poverty and disability,
each being both a cause and a consequence of the other.
Rapid advances in the field of ICT, an important
aspect of globalization, affect persons with disabilities
both positively and negatively. Rapid ICT development has
given rise to unanticipated problems for certain disabilities.
For example, the transformation of the Internet from a text-based
medium to a multimedia environment has widened the digital
divide for persons with visual impairments. Graphical web
pages can be a barrier unless they incorporate accessible
web design. However, the development of speech synthesizers
for use with computers and text magnifier programmes has
increased employment for people with visual impairment in
computer programming, clerical occupations and general administration.
Deaf persons can overcome some communication barriers through
the use of e-mail, and persons with loss of the use of their
upper limbs can operate a computer using voice navigation
software. Technologies are thus facilitating access to various
activities not previously possible for disabled persons.
Policy measures are needed to include the access and training
needs of disabled persons in mainstream ICT policies and
programmes.
Governments in the ESCAP region have achieved
significant improvements in their legislation, policy and
planning concerning persons with disabilities during the
Asian and Pacific Decade of Disabled Persons, 1993-2002.
However, there still exists a gap between the recent legislation
and policy measures and the de facto situation of persons
with disabilities in the community owing to the lack of,
or weak enforcement of, such measures at the national and
subnational levels. In particular, access to education by
children and youth with disabilities has largely been limited,
although major international campaigns to improve education
for all children, youth and adults, including those with
disabilities, were launched in the 1990s.
Although the access of disabled persons to rehabilitation
services, training and employment is still limited, a shift
from the traditional institution-based approach to community-based
approaches, and policy action to integrate disabled persons
into mainstream programmes in vocational training and employment
services promise improved access to those services. Strong
regional advocacy and the spread of technical knowledge
and skills in promoting barrier-free design among policy
makers and technical personnel responsible for the construction
of public facilities and public transport have helped to
raise awareness and reduce barriers in the built environment
in many developing countries. Many countries and areas of
the ESCAP region have developed access codes and begun to
enforce them.
During the Asian and Pacific Decade of Disabled
Persons, 1993-2002, self-help organizations of persons with
diverse disabilities have established strong regional networks.
Disabled persons are no longer considered just beneficiaries
of social services; rather, with appropriate training, they
have become agents of change in many communities, including
in terms of accessibility. In some countries, cross-disability
organizations of disabled persons have influenced the enactment
of a national legislation and policy development concerning
disability. Disability issues have been gradually shifting
from a welfare approach to a broad human rights approach
that is fast gaining ground as a common policy area in promoting
social integration of vulnerable groups in the region. Initiatives
are being taken to elaborate on an international convention
on the rights of people with disabilities and are expected
to be a major area of regional efforts beyond the current
Decade.
5. HIV/AIDS epidemic
HIV/AIDS has become a key issue for human
security in the Asian and Pacific region. While the epidemic
was late in coming to the region, there is growing concern
over the marked increases registered in some of the world’s
most populous countries. More than 60 per cent of the world’s
population lives in the ESCAP region, where some of the
fastest growing epidemics are located. At this time, the
relatively low HIV prevalence rates in the region are deceptive,
as low rates in the populous Asian and Pacific region, except
for South-East and East Asia, still translate into massive
numbers of people infected.
Until recently, only Cambodia, Myanmar and
Thailand had documented significant nationwide epidemics.
Globally, however, India is second only to South Africa
in the number of people living with HIV/AIDS, that is, 3.5
million. In China, Ministry of Health data indicate that
HIV infections rose by 67.4 per cent in the first six months
of 2001 compared with the previous year. It is estimated
that China could have as many as 10 million people living
with HIV/AIDS by 2010, if prevention programmes are not
scaled up. Table IV.2 outlines the countries in the region
with the highest adult HIV prevalence rates as of 2000.
The main modes of HIV transmission in the
region are through heterosexual sex and injecting drug use.
The most vulnerable group are young people below the age
of 24 years, who account for more than 50 per cent of new
infections.
In large parts of the region, HIV/AIDS prevention
programmes are poorly funded and resourced. Small-scale
projects tend to be scattered and do not acquire the scale
and coherence required to halt the rapid spread of the epidemic.
A central concern is the serious political hurdles to prevention,
as issues surrounding HIV/AIDS, including commercial sex,
drug use and men who have sex with men, still remain taboo,
and even criminalized, in many parts of the region.
There is a need for Governments, civil society
groups and the private sector to focus urgent attention
on building political commitment and partnerships in the
region for the adoption of multisectoral responses to combat
HIV/AIDS. There is also a need for them to assess the socio-economic
consequences of HIV/AIDS and its impact on poverty; expand
HIV/AIDS prevention, care, treatment and support programmes;
and address the stigma and discrimination faced by the more
than 7 million people living with HIV/AIDS in the region.
6. Crises and adjustments
It is clear that the 1997 financial crisis
and the more recent global economic slowdown made it more
difficult for countries to sustain their previous gains
in achieving the regional targets on social development
and integration. The economic and social outlook in the
region was much bleaker after mid-1997 than had been the
case in 1995, when the regional and global social development
commitments were made. Official development assistance (ODA)
and FDI in the region have declined, as have economic growth
rates in most countries of the region. Loans made available
during the financial crisis by multilateral agencies have
been used chiefly to assist the recovery of the private
sector. Furthermore, the conditions on the loans often impeded
Governments’ ability to fund basic social services
such as health and education. In the context of the harsher
external environment, the onus of responsibility fell on
Governments to promote social development through their
own programmes and budgetary allocations.
Processes in globalization and the financial crisis set
back achievements in poverty reduction and employment promotion
and curtailed the efforts of many countries to realize their
commitments to reducing social disparities. Other vulnerabilities
emerged, threatening societal cohesion and the functioning
of individuals, families and communities. For instance,
privatization of publicly-funded health and education services
has shifted the burden of providing such services to the
household sector; it is often women who, as care providers
and educators of young children, have seen an increase in
their work burden.
Even prior to the 1997 crisis, the level of
national spending on health was low in the region. Only
Australia, Japan, New Zealand and Samoa spend more than
5 per cent of their GNP on health, which is one of the Health
for All strategy’s global indicators for resource
allocation. This situation suggests that alternative sources
for health-care financing will be needed if expenditures
on health are to come close to matching the region’s
health needs. For some countries, government spending on
health had been falling in the 1980s and 1990s and the financing
gap has often been filled by out-of-pocket payments.
There is evidence from several countries of deterioration
in the health status of vulnerable, low-income populations,
particularly when social protection does not cover the entire
population. In China, for example, the share of health spending
from the government budget (excluding government health
insurance) decreased from 32 per cent to 14 per cent between
1986 and 1993 (United Nations 1999). In 1993, it was reported
that out-of-pocket payments accounted for 26 per cent of
total health spending in rural areas and 16 per cent in
cities (World Bank 1997). There is a similar trend in the
Philippines, where out-of-pocket payments increased from
45.8 per cent of the total expenditure on health in 1991
to 49.4 per cent in 1995. During the same period, the percentage
of health spending by the Government decreased from 36.5
per cent to 33.3 per cent (Philippine National Health Accounts,
1991-1997). A sharp decline in government financing of health
services in Mongolia during the economic crisis in 1991-1993
resulted in many maternity homes being closed. A survey
conducted jointly by the Ministry of Health and the United
Nations Population Fund in mid-1993 revealed that only 52
of the 371 maternity homes that had existed at the end of
1990 were still functioning (Nymadawa 1999). The maternal
mortality ratio jumped from 120 per 100,000 live births
in 1990 to 240 per 100,000 in 1993 (it subsequently dropped
to 158 per 100,000 in 1998). However, maternal mortality
in rural areas is twice as high as in cities. In the Lao
People’s Democratic Republic, the government budget
was the single source of health-care financing for many
decades, but during the recent reform period, government
participation in health-care financing has decreased significantly.
According to data from the Ministry of Health, government
financing decreased from 31.6 per cent of total health spending
in the period 1994-1995 to 11.5 per cent in the period 1997-1998.
Declines in government funding have led to public hospitals
in many countries being given financial autonomy. Because
they receive fees for payment, in order to increase revenue,
many health service providers have generated demand for
inappropriate but profitable health services or products,
especially pharmaceuticals and high-technology diagnostic
services.
In many developing countries in the region,
economic crisis and adjustment have simultaneously promoted
a deep reduction in government expenditure on administration,
regulation and the provision of general services, ranging
from health and education to the maintenance of roads and
other vital infrastructure. The quality of public administration
and social services has often dropped markedly, as staff
were laid off and salaries cut. Once again, such action
reinforces a public perception of incompetence on the part
of the State. When services are subsequently privatized,
this type of action may improve their efficiency. Nevertheless,
the introduction of fees simultaneously reduces the coverage
of the programmes involved and sharply lessens access to
them on the part of low-income families.
The progressive segmentation of social services
(some of which become private and others subject to new
criteria of means testing and targeting) is in fact related
to an important change of direction in social policy during
the past few years. Not only in the region but also over
wide areas of the world, the very idea that Governments
have the obligation to finance minimum welfare benefits
for all citizens is being challenged on both economic and
ideological grounds.
In many industrialized economies, the concept
of citizenship has long implied not only the enjoyment of
certain legal and political rights (and the acceptance of
corresponding obligations in those fields), but also the
collective assurance of social rights or entitlements (such
as child care, education, health and assistance in unemployment
and old age). It institutionalizes a kind of social solidarity
which protects those afflicted by illness and unemployment
or rendered vulnerable by disability or old age.
The ideal of ensuring a general minimum of
social services for the entire population has been adopted
by many developing countries and some progress has been
made towards realizing it. However, there is currently a
clear retreat from this position in both developed and developing
countries, as universalism is replaced by a residualist
emphasis on targeting public assistance only towards the
neediest, while leaving the provision of general social
services more frequently to the private sector.
7. Civil conflicts
The 1990s have witnessed a series of civil
wars, and communal and social conflicts in the Asian and
Pacific region, which includes some of the world’s
most ethnically diverse nations. Deep rifts and destruction
of lives and property and social upheavals have arisen from
these conflicts. According to UNHCR, the number of refugees,
asylum seekers, internally displaced persons and others
of concern amounted to 7.3 million in Asia alone in 1999
(table IV.3). Beyond these statistics are human beings who
have had to flee their homes or have been forced out of
them by civil war, ethnic strife and violations of human
rights such as in Afghanistan, East Timor and Sri Lanka.
Many, including women and children, suffer from shortages
of food, shelter, and medical attention or lack of protection
from human rights abuses. According to United Nations estimates,
there were over a million displaced people in Afghanistan
prior to 11 September 2001. Tens of thousands of refugees
from Sri Lanka are currently living in the southern Indian
state of Tamil Nadu.
The numbers of internally displaced persons
have been climbing over the past decade, as conflicts within
States have become more prevalent than those between States.
More people forcibly displaced from their homes are remaining
in their own countries in refugee-like conditions.
8. Participation in economic, social, cultural
and political processes
On a positive note, globalization has contributed
to the strengthening of peoples’ organizations, including
the poor themselves and civil society in general. Until
the recent past, in countries characterized by authoritarian
rule the kind of independent association necessary to constitute
a civil society was generally proscribed. In many countries,
people pursued their interests through channels controlled
by the Government. This situation is changing markedly,
as steps are taken to strengthen democratic political systems
and as economic crisis reduces the capacity of many Governments
to influence and maintain representation and control. Increasingly
there are new openings for citizens’ initiatives in
the transition to democracy. Such initiatives are being
encouraged by the international development community, which
is currently committed to strengthening NGOs by channelling
an increasing proportion of available funds for aid and
relief to that sector.
C ertain aspects of globalization greatly
favour the creation of new associations and interest groups
in societies. Worldwide networks of like-minded people,
linked by modern communications, offer support and resources.
This is particularly visible in fields such as environmental
protection, equality for women and human rights. International
links are also being forged between some trade union and
farmers’ organizations in countries in the global
network, as they collaborate to meet the challenges from
the potential downsides in the internationalization of production.
A plethora of business associations search for partners
in well-established and fledging market economies. Neither
democracy nor development can be achieved without effective
organization of people to pursue common interests, and the
awakening of civil society in many parts of the region will
foster development efforts.
A combination of institutions, laws, procedures
and norms which allows people to express their concerns
and protect their interests within a predictable and relatively
equitable context forms the basis for effective participation.
Efficient administration of public resources is an additional
element in this definition. Political and administrative
systems must increasingly support a balanced response to
the participation demands of their citizens. The problem
is partly ethical and partly structural. Inefficiency, neglect
and corruption have destabilized some Governments around
the region. But at the same time, even the most honest and
efficient political systems have had to confront the enormous
difficulties created by globalization, market integration
and slow growth.
The commitments made at the Social Summit
have presented a key opportunity for policy makers and development
planners to embark on a new development path, one that demands
a shift to a more people-centred, equitable, community-based
and participatory focus. The “new” strategy
for sustained development entails incorporating social concerns
into economic policies and investments into concrete and
measurable terms; it requires generating more tangible opportunities
and benefits, particularly for hitherto disadvantaged and
vulnerable population sectors. It further means creating
an inclusive sociocultural milieu and social, economic and
political institutions that are open and responsive to the
participatory requirements of all the people.
This approach was reaffirmed in the Phnom
Penh Regional Platform on Sustainable Development for Asia
and the Pacific, which called on all Governments in the
region to recognize fully and support the crucial role of
major groups and to promote their active participation in
sustainable development. The Governments recognized that
these major groups, including community-based organizations,
NGOs, industry, agriculture and business associations, have
the capability of delivering social services, often in partnership
with Governments, and also of relieving the heavy pressure
on government resources. Special attention should be paid
to the mobilization of youth and women as partners in ensuring
sustainable economic and social development for them. Governments
were also urged to promote partnership among Governments,
business and major groups in these efforts (ESCAP and others
2001e).
C. SOCIAL MOBILIZATION
This section reviews the actions taken by
the major interdependent actors, that is, Governments, NGOs
and civil society, including the private business sector,
in social mobilization. It highlights some outcomes of social
mobilization efforts in the policy and programme measures
implemented by the various actors, as reported in various
United Nations and ESCAP publications, and recent country
reports.
1. Governmental actions
Over the past decade, Governments in the
region have initiated a number of measures towards realizing
the goals and objectives of the Social Summit. Reports from
22 Governments that responded to a 1997 ESCAP survey and
subsequent reports from several regional forums revealed
that many Governments have incorporated social development
goals and targets in their overall national development
plans and policy documents. Many have formulated and implemented
comprehensive social development programmes either sectorally
or intersectorally. More than half the respondents had developed
and operationalized comprehensive plans for the purpose
of poverty alleviation and employment expansion or for expanding
opportunities or benefits for women, youths, people with
disabilities and workers. For example, some countries revised
existing laws and regulations or introduced new legislation
to strengthen or upgrade measures for vulnerable groups.
Viet Nam revised its legislation based on the 1991 strategy
for socio-economic stabilization and development by the
year 2000. The Republic of Korea replaced its Livelihood
Protection Act, which had been in effect until 1999, with
the Basic Livelihood Security Law of August 1999, which
took effect in October 2000. Further, it introduced the
Basic Law for the Development of Youths in the early 1990s
and the Basic Law for the Development of Women in 1996 and
revised its decades-old Child Welfare Act in 2000.
Countries in the region also made institutional
arrangements and established focal points and coordinating
bodies to supervise and monitor governmental and non-governmental
social development activities. Some countries took steps
to devolve legislative and administrative control and power
closer to the people by introducing autonomous local government
systems and deployed the functions, responsibility and personnel
necessary for the more effective delivery of basic social
services to the local grass-roots level of administration.
Governments also defined the target population
with respect to each of the areas of social concern within
the framework of the regional Agenda and established time-bound
achievement targets to ensure cost-efficiency and maximum
programme impact. In that connection, Governments carried
out surveys to collect data disaggregated by age, sex, ethnic
group and poverty level. Bangladesh, Fiji, the Islamic Republic
of Iran, Malaysia, Niue, the Philippines, Sri Lanka and
Viet Nam had organized and were establishing social development
information systems.
Activities directed at poverty reduction
received the highest priority, as was evident from the indicators
used to measure progress in the implementation of the Agenda.
The indicators included access to education, health and
other basic services, income distribution, informal sector
participation, rural development, poverty incidence, caloric
intake and malnutrition, and employment (the most frequently
used of the indicators).
Some countries identified their own indicators
for assessing social integration as the regional Agenda
offered few indicators on this issue; the indicators include
distribution of assets, access to services, the status of
women and children, including violence against them, women’s
participation in economic and political processes at the
national and local levels and children displaced by armed
conflicts. The lack of development of indicators in this
area could be attributed partly to the fact that poverty
reduction indicators are assumed to subsume achievements
in social integration.
Among the more dominant poverty alleviation
programmes are those aimed at expanding employment opportunities
because employment is recognized as an essential strategy
of poverty alleviation. Promotion of labour-intensive industries,
subsidies to employers through periods of financial crisis,
subsidized job retraining programmes, promotion of job-sharing
arrangements and tax benefits to venture industries were
among the support measures for employment expansion in the
business/industrial sector. Improving the terms of credit
for promoting small and medium-sized industries and low-interest
business loans for self-employment were also emphasized.
Governments as well as the private sector contributed to
and often collaborated in those efforts.
The provision of subsidized childcare facilities
and services to promote women’s participation in the
economy and subsidies to employers to open up job opportunities
for persons with disabilities are of particular interest
from the perspective of social integration. For example,
in the Republic of Korea an extensive training programme
on the use of computers and the Internet was offered cost
free to housewives and other interested groups over a period
of two years or more. Such an initiative served well to
reduce the extent to which women and others without the
opportunity to become computer-literate would have become
alienated and excluded from the emergent socio-economic
mainstream.

Poverty alleviation measures for the rural
sector were fairly extensive as well. Diversification of
cultivable and marketable crops, the introduction of crop
improvement technologies, promotion of agro-business such
as through value added agricultural products, improved marketing
infrastructure (including across-the-board governmental
purchase of certain crops), subsidies and tax reductions
for cross-border agro-trade, waiving of rural household
debts and land reclamation projects represented such measures.
For the poor and the jobless, public assistance,
public works, job retraining (in some countries with cash
subsistence allowances during the training), support to
self-help centres, cost-free access to medical services,
education grants for the children of families on public
assistance, small business loans, etc. were variously found
in the region. The expansion or revision of existing social
security systems or their fresh introduction were also reported.
2. Civil society organizations
Civil society organizations (CSOs) have played
an important role in social development during the past
decade. Many government initiatives such as those cited
above could not have taken place without the collaboration
of CSOs. These organizations have articulated and advocated
the need for action, and they have collaborated with the
public sector in undertaking necessary actions. Collaboration
has occurred in employment, labour-management relations,
rural development, social service delivery, human rights
and other fields.
The growth of CSOs worldwide and in the region,
in numbers and quality, their solidarity and extensive and
multilevel networking have made them an influential force
in the development arena. During the 1990s especially, they
have been effective advocates of human rights issues, women’s
empowerment, consumer protection and environmental protection,
among other areas. Globalization has accelerated rapid CSO
networking and the reach of these networks to the grass-roots
level. For example, people’s organizations in Malaysia
are known to have led the consumer protection movement in
the region, which has become institutionalized by way of
official establishments created for the purpose. Consumer
rights and protection are increasingly a part of normative
business/industrial practices. Numerous civic groups and
organizations are at the forefront of environment monitoring
and restoration. They have been highly effective as pro-environment
pressure groups and advocates. Many public and private sector
development projects of some scale, with negative environmental
projections, were halted at the blueprint stage because
of the interventions of such groups.
The success achieved by a number of NGOs
in the family planning field is well known. Their work has
had a significant impact on overall development outcomes.
Organized labour also has a record of successful self-mobilization
efforts to protect workers’ rights and join the political
mainstream in some countries in tripartite partnerships
with employers and government. Non-governmental women’s
organizations have also been highly active in recent decades.
Indeed, the United Nations gender initiatives are in large
part the outcome of CSO activism that has spanned decades.
The achievements of CSOs in the Asian and
Pacific region and their activism owe a great deal to their
increasing exposure to the various international instruments,
such as the United Nations Charter, the Universal Declaration
of Human Rights and other conventions and protocols dealing
with racial, gender and minority issues, and people’s
right to development. Perhaps the most important underlying
factor has been the growth of people’s participation
itself. With better education, people can tap better and
wider sources of information and knowledge and, with better
health, participate productively in personal, social, economic
and political life. With improved and independent economic
resources, they can make more informed choices and have
more control over their lives and rights.
In general, the activities of many CSOs in
the region have shifted from a welfare and human service
to a more rights-based orientation. This shift is indicative
of their increasingly urgent demand for people’s fuller
integration into all the economic, social, political and
cultural processes that affect their daily lives.
3. The private sector
Experience in the region suggests that, with
regard to the private business sector, the notion of “social
contract” has had a slower start than in the more
developed regions. The private sector in much of developing
Asia and the Pacific has been more preoccupied with business
operations and survival than public interest and its role
in social development.
There are, however, notable examples of public-private
partnerships over recent years aimed at promoting social
development efforts. Individual philanthropists and religious
organizations have also had important and pioneering roles
to play in the provision of private education and charity
and promoted capacity-building of children and youth, and
sustained the lives of the destitute, the ill or the oppressed.
More recently, some private sector corporations have combined
business interests with public service and collaborated
with Governments in public interest projects. For example,
in the Republic of Korea, local corporations have collaborated
with the Government in providing cost-free computers and
Internet training. It is fairly widely acknowledged that
such training programmes have greatly contributed to the
spread of successful e-businesses among women and their
entry into venture electronics industries as entrepreneurs
and employees. In Mongolia, a foreign private sector concern
has supported the establishment, maintenance and operation
of extensive online information networks, including the
provision of hardware, office space, personnel costs and
utility charges. In many countries, business sector charitable
foundations regularly contribute to voluntary social service
activities, non-governmental welfare funds, educational
establishments and childcare facilities. Members of some
business concerns, as a group, “adopt” poor
families, child-headed households, elderly people in institutions
or disabled children, and often enter into ongoing personal
relationships with them.
“Business for Progress” in the
Philippines is a pioneer in sustained and systematic collaboration
with social agencies for community-based poverty reduction
programmes, among others. The Thailand Business Initiative
for Rural Development, which is popularly known as T-BIRD,
is well known in the region for its pioneering initiative
in mobilizing business corporations to set up manufacturing
enterprises (for example, in garment manufacture and shoemaking)
in rural areas in Thailand to generate employment and stem
rural-to-urban migration. These private corporations have
helped to ensure wider coverage and delivery of social services
to meet the needs of the poor in the more remote areas of
the country, usually with the support of the Government
in terms of physical infrastructure or tax and other fiscal
incentives.
There are also private sector business concerns
that have placed their entire management systems on a cooperative
footing by making their employees co-owners of their businesses.
These actions on the part of the private sector constitute
and contribute to country-wide social mobilization efforts
for social integration and the improvement of livelihoods
and social well-being, particularly among vulnerable groups.
4. Action on resource mobilization
Apart from public allocations from domestic
resources for social development, developing ESCAP countries
have variously resorted to bilateral and multilateral aid,
user-fees, private sector participation, self-help schemes,
loans, seed money or CSO funding. Resource mobilization
at the national and local levels has been constrained by
the fact that allocation to the social sectors is sensitive
to macroeconomic fluctuations. “Social spending has
been used as an instrument of adjustment to balance the
fiscal accounts. Hence, it suffers a high degree of instability,
which hampers its utilization as a long-term instrument”
(ESCAP 1997b). Nevertheless, there has been a modest increase
in national budgetary outlays for social development in
some countries registering two-digit increases as a percentage
of the total national budget between the periods 1992-1993
and 1996-1997. Special funds, including bi- and multilateral
sources, have also been created for social sector programmes,
such as primary health care, education, housing and family
planning. NGOs dedicated to mobilizing social-purpose resources
from the public at large and the private sector through
annual campaigns and from special donations have also been
established by law.
Related to resource allocation, but also important
in its own right, is the issue of decentralization. Opening
social, economic and political opportunities at the local
levels allows for greater participation by all. In a number
of countries in the region, particularly in East and South-East
Asia, decentralization has been initiated and motivated
by the need to improve service delivery to large populations
and the recognition of the limitations of central administration.
The specific services to be decentralized
and the type of decentralization will depend on economies
of scale affecting technical efficiency and the degree of
spillover effects. In practice, not all services need to
be decentralized in the same way or to the same degree.
The nature of most local public services requires a government
role in ensuring the provision and standards of services,
but it does not automatically require the public sector
to be responsible for the delivery of all services. According
to the World Bank (2001a), at least five conditions are
important for successful decentralization:
(a) The decentralization framework must link,
at the margin, local financing and fiscal authority to the
service provision responsibilities and functions of the
local government so that local politicians can bear the
costs of their decisions and deliver on their promises;
(b) The local community must be informed of the costs of
services and service delivery options involved and the resource
envelope and its sources so that the decisions they make
are meaningful. Participatory budgeting, such as in Porto
Alegre, Brazil, is one way to create this condition;
(c) There must be a mechanism by which the community can
express its preferences in a way that is binding on the
politicians so that there is a credible incentive for people
to participate;
(d) There must be a system of accountability that relies
on public and transparent information, which enables the
community to monitor effectively the performance of the
local government and react appropriately to that performance,
so that politicians and local officials have an incentive
to be responsive;
(e) The instruments of decentralization, the legal and institutional
framework, the structure of service delivery responsibilities
and the intergovernmental fiscal system, must be designed
to support the political objectives.
Fulfilling these goals by promoting stronger
local-central government linkages or having local governments
improve upon the central government’s record is a
challenge, but it is achievable. Successful decentralization
is closely related to observing the design principles of
finance, following clear assignment of functions, informed
decision-making, adherence to local priorities and accountability.
However, applying these principles in practice has not proven
to be simple. Country circumstances differ, often in subtle
and complex ways; consequently, the policy and institutional
instruments that establish decentralization have to be shaped
to the specific conditions of individual countries.
D. POLICY CONSIDERATIONS
It is recognized that situations vary in
different countries. Nevertheless, there are broad outlines
in the region leading towards greater social exclusion which
make the efforts of Governments, CSOs and the private sector
in meeting the Social Summit commitment of promoting social
integration more critical.
As a first principle of action, social policy should act
on the structural determinants of income distribution and
poverty: education, employment, nutrition, wealth distribution
and demography, as well as on their associated gender and
ethnic dimensions. These factors are the key to breaking
the intergenerational transmission of inequality and exclusion.
A second principle, closely related to the
first, is that for social integration to be a sustained
and successful process, policies themselves must be integrated.
Underpinning this principle is the rationale that unless
social sector policies themselves and economic and social
policies are integrated, any policy will be inadequate for
solving the major social and economic problems in the current
era of globalization.
When economic and social policies are not coordinated, suboptimal
policy choices are the result. Lack of coordination and
integration of social and economic policies contributes
to, among other things, adverse social impacts of policies
for macroeconomic stabilization and structural adjustment
and the transition to a market economy. This can lead not
only to excessively high social costs but also to the failure
of the economic policies themselves through the social conflict,
political instability and other social upheavals that can
result.
With the general principles stated, an inclusive
society can be promoted through the development and implementation
of policies that promote social integration on the basis
of a human rights and entitlements framework. This type
of framework reflects a society that respects the rights
of its people to development and full participation.
Social integration is a difficult objective
to attain. Many Governments in the region have enacted policies
and programmes to bring communities together, reduce deprivation,
eliminate discrimination and increase mutual understanding.
There is a need to strengthen policies and programmes to
promote self-mobilization of the poor and disadvantaged
groups and their effective participation in community and
national affairs. This is necessary if they are to be socially,
economically and culturally integrated on a sustainable
basis. In that connection, the poor themselves must be enabled
to select one (or more) tangible and achievable goals towards
which they are willing to work. Such involvement and participation
in decision-making and identification of their own needs
will be a key determinant and outcome of social mobilization
and integration efforts. Governments, the private sector
and civil society need to work jointly to identify the causes
of vulnerability and address social exclusion at the community
level. CSOs are particularly well placed to accomplish this
task: they are ubiquitous.
NGOs should be partners in development. Evolving
clear working partnerships between the government and NGO
sectors, through an ongoing coordination mechanism, will
go a long way towards promoting non-confrontational communication
and cooperation between them. It is necessary, however,
to caution against compromising the role and functions of
NGOs through co-optation.
The private sector contribution is also essential
to tackle effectively the complex and deeply embedded problems
of social exclusion. Drawing the private sector particularly
into disadvantaged areas is essential in view of the important
linkages between both the private sector and access to employment,
and private sector services and people’s capacity
to improve their quality of life. The private sector can:
(a) Facilitate and attract resources (expertise,
skills and funds) otherwise not available or in short supply
(e.g., financial management, legal advice, training support
and external funds);
(b) Introduce different perspectives, best practices and
techniques (e.g., results-driven project and programme planning
and management);
(c) Exploit sources of influence (e.g., helping to persuade
other companies to lend support to partnership activities);
(d) Act speedily to address social issues with fewer bureaucratic
constraints or independently of local politics.
Effective and sustained partnerships involving
the private sector in the inclusion process could be promoted
through:
(a) Developing a framework for good practices
of private sector involvement in social inclusion to make
clear the various ways in which the private sector can play
a role in the process;
(b) Promoting more joint ventures between business, local
authorities and community-based organizations in the provision
of social sector services for area regeneration;
(c) Engaging more specialist labour-market intermediaries,
combining the employer-focused expertise of recruitment
agencies and the client-centred knowledge and trust relationships
of local employment and training initiatives;
(d) Encouraging the private sector to take more of a lead
role in drawing in other private sector players to appropriately
develop and deliver certain social development interventions;
(e) Promoting active contributions by businesses and their
staff as a significant part of the excellence model in quality
management.
Related to corporate responsibility but also
in their own right, the media have a key partnership role
and contribution to make to social development in general
and social integration in particular. The media disseminate
information on sources of assistance and have both a powerful
influence on people’s attitudes and perceptions and
a weighty responsibility to contribute to improved social
well-being. Media attention needs to turn away from the
insurmountable differences that divide peoples and countries
and focus on good practices whereby these differences can
be overcome. There is an urgent need to focus on the positive
use of existing and rapidly emerging media technologies
to foster hope and promote social integration. The media
have a responsibility to help people to understand that
diversity, often a source of conflict, can also be a powerful
and enriching resource for social development. An important
beginning would be to eliminate stereotyping based on religion,
culture, gender, race, class, nationality and ethnicity
from media programming. The media can focus on constructive,
unifying and cooperative undertakings that demonstrate humanity’s
capacity to work together and build on tangible successes
with social integration, including best practices in promoting
racial, religious, national and ethnic unity. The media
can also increase awareness of government, private sector
and NGO policies, programmes and services and increase people’s
access to those services in times of need and crisis.
The potential for societal tensions, intersectoral
and inter-group conflicts are unavoidable facets of rapid
socio-economic and cultural change. To reduce conflict and
vulnerability, it is essential to promote measures for social
cohesion and support mechanisms for the peaceful resolution
of differences, both within and between countries.
In developing and implementing policies and
programmes, all external and domestic development actors
need to accord respect to indigenous knowledge, traditions
and coping strategies. Culturally appropriate methods should
be developed, taking into account people’s language,
culture, seasonal movements and related factors. Communities
should be granted full access to and benefit from their
own community resources.
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