Community Involvement
in Flood and Floodplain Management:
The Australian Scene
George Whitehouse¯¯
Chairman,
While
In
In recent years, there has been a general trend to accommodate more rational economic growth on floodplains by adopting development policies which are merit-based and formulated in consultation with the community rather than prescriptive policies which are imposed by the higher tiers of government. It is accepted that optimum floodplain management is a complex problem involving a range of technical, policy and implementation components. It is also accepted that an appropriate flood management system should focus on:
· containing the problem;
· public safety; and
· reduction of flood losses.
Achieving the optimum system requires that
a greater emphasis be placed on all of the above components. The main thrust in
developing optimum floodplain management in
In
In the various Australian states, the scheme for floodplain management typically involves local councils, a state drainage or rural water supply authority (called the “Flood Authority”) and the state planning authority responsible for approving town plans and planning schemes. The Flood Authority is responsible for undertaking and supervising flood studies, for the preparation of flood maps, and for the delineation of floodway and flood fringe zones. The core of government flooding experience, expertise and technical advice resides with the Flood Authority. The local council is responsible for implementing floodplain management measures.
Although periodic flooding has been a
problem since the beginnings of European settlement in 1788, concerted
programmes of flood mitigation in
Despite the expenditure of many millions of
dollars on flood mitigation works, heavy flood damage and loss of life were
experienced during the 1970s. Much of the damage was a result of the benefits
of structural works being offset by new developments on the floodplain and by
protective works not being suitable in all situations. Moreover, the benefits
of structural works were outstripped by the growth in the number of new
properties at risk. In addition, a series of severe floods in the eastern
states of
Under the Australian constitution, the federal government can grant financial assistance to the states for flood mitigation works and for flood studies. Around the mid 1970s floodplain management activities eligible for federal government assistance were broadened to include acquisition of properties and the clearance of floodways. In addition, the federal government required that suitable land-use planning controls and building regulations be adopted to prevent an increase in the number of flood-prone properties, and that comprehensive catchment plans be prepared.
In the late 1980s and early 1990s, the importance of flood emergency management was brought into sharp focus by the occurrence of devastating floods. Flood emergency measures, such as flood warning, evacuation and recovery plans, which are aimed at reducing the flood hazard by better educating the population at risk to respond to the actual flood event, were implemented.
The designated flood event was generally accepted as the one-percent annual excess probability flood, or alternatively, a flood which treated floodplain development proposals on merit was used for planning and design purposes. However, floodplain managers recognised the need to consider the consequences of floods greater than the designated event, including the probable maximum flood (PMF), and instituted appropriate planning and response measures.
The state and federal government programmes explicitly excluded stormwater drainage design and stormwater flooding, which remained solely the responsibility of local governments. The inconsistency of treating stormwater flooding independently from the general floodplain management considerations became apparent for several reasons. Firstly, stormwater and mainstream flooding are merely examples of the same effect at different locations in the catchment. Secondly, stormwater and mainstream flooding behaviour can interact and exacerbate the problem. Finally, it is of little consequence to flooded residents whether floodwaters that damage their property originate from an overloaded stormwater drain or from a river overflowing its banks. For these reasons, most states amended their floodplain management policy to include flooding resulting from urban drainage systems, as well as mainstream flooding.
In recent times, emphasis has been placed on an all-embracing planning approach to floodplain management. This proactive approach incorporates the concepts of resource management and sustainable development as well as flooding considerations on a total catchment basis. This modern approach to floodplain management, termed “integrated floodplain management”, recognises that there are three distinct problems associated with development on flood-prone land. These are:
· the existing problem, which relates to current development;
· the future problem, which relates to development yet to occur; and
· the residual problem, which relates to the occurrence of floods which exceed existing management measures.
Integrated floodplain management considers the above issues and takes into account flood behaviour, flood risk and flood hazard, together with all other relevant planning factors. This approach recognises the impact of future urbanisation on flood behaviour, the interaction between mainstream and stormwater flooding, and the cumulative impact of progressive development over time. It considers flooding from a catchment-wide perspective and takes into account both upstream and downstream implications of proposed future land-use developments and floodplain management activities. Substantial benefits can accrue to local government by the adoption of this approach, especially when more than one council is involved in the management of the catchment.
Community particiged
under this system with representatives of the public, particularly owners of
flood-liable land, being actively involved in the preparation and review of
floodplain management plans. As a general procedure, such plans are exhibited
and public comment is sought and taken into account before the plan is
finalized and adopted.
It is considered that floodplain management
in
The main aim of the revised policy provides
for the development of a sustainable strategy for managing human occu
The manual aims to foster the wise, rational and sustainable use of flood prone land by:
· reducing the social and financial costs resulting from the risks of occupying the floodplain;
· increasing the sustainable social, economic and ecological benefits of using the floodplain; and
· improving or maintaining the diversity and wellbeing of native riverine and floodplain ecosystems which depend on regular flood inundation.
In other words, solutions to flood management problems should be assessed in a broad natural resource management context and should be designed, where practical and feasible, to produce positive ecological outcomes.
Primary responsibilities for the achievement of effective floodplain management outcomes rests with local governments to develop and implement floodplain management plans using financial and technical assistance provided by the state government. The Commonwealth government also provides financial assistance through the state government.
The floodplain management process involves a number of discrete tasks including:
· Floodplain Risk Management Committee
This committee is established by the local council to assist it in the development and implementation of floodplain risk management plans for its area. This committee includes community groups and state agency specialists.
· Data collection
Data collection involves the compilation of existing data and collection of additional data.
· Flood study
This study defines the nature and extent of the flood problem, in technical rather than in map form.
· Floodplain risk management study
This study determines the options in consideration of social, economic and ecological factors relating to flood risk.
· Floodplain risk management plan
This plan presents the preferred options which are publicly exhibited and subject to revision in the light of responses. It is formally approved by council after public exhibition and any necessary revisions due to public comments.
· Implementation of the plan
Flood, response and property modification measures including mitigation works, planning controls, flood warning, flood readiness and response plans, environmental rehabilitation and ongoing data collection and monitoring form the basis of this plan.
More recently there has been an increase in
general public awareness and concern for the fundamental importance of
floodplains in supporting native flora and fauna and essential ecological
processes. Together with the recognition of this concern and the effect of
management decisions on floodplain communities, an increasing emphasis is being
placed on community partici
The Australian constitution allocates the primary responsibility for the management of land and water resources and the environment to the state governments. In most states, the responsibility for different aspects of floodplain management is fragmented across a number of pieces of legislation which are implemented by a variety of agencies. The scattering of responsibilities across different pieces of legislation can create substantial impediments to better floodplain management, not the least being difficulties in achieving an “integrated floodplain management approach”.
In the state of
Under the Water Supply Authorities Act, an authority may be established by proclamation. This proclamation states the name of the authority, its area of responsibility and the structure and constitution of its management board. In addition to separately constituted special-purpose authorities, an existing statutory body, such as a local government council, may be constituted under the act. The principal reason for the establishment of flood mitigation or catchment management authorities under this act is to ensure much more effective local government involvement in the integrated catchment management process than is provided in other existing legislation. However, the act has the disadvantage that it makes no formal declaration of floodplain management plans and schemes, for the mandatory application of such schemes, or for actions against persons or organizations refusing to conform to such plans or schemes.
The purpose of this act is to provide an organizational structure for the implementation of the government’s integrated catchment management policy, which is known as the Total Catchment Management Policy. It seeks to encourage the application of integrated management principles to the management of land, water, vegetation and other natural resources of the state’s catchments. It is not therefore specifically concerned with flood mitigation as such, although this could be one of the aspects to be taken into account in a specific overall catchment management situation.
The act provides for the establishment of committees and trusts to achieve its objectives. More recently, many of these committees have been abolished and replaced by boards with similar powers to the committees they replace.
The committee’s primary function is to
promote and coordinate the implementation of catchment management policies and
programmes. They have very limited powers and are subject to severe limitations
on their activities. While they are encouraged to prepare catchment management
plans, there is no provision whatsoever for the formal or mandatory
implementation of these plans.
The other kind of catchment-based organization for which the act provides, the catchment management trusts, offer much more promise for effective implementation of management policies and programmes. These trusts are able to raise revenue, employ staff, own facilities and enter into contracts.
This legislation provides for the preparation of regional environmental plans and local environmental plans.
Regional environmental plans are prepared by the Planning Authority and are subject to review by relevant state agencies, local government councils and other interest groups. These plans may be prepared for any region of the state and are used to spell out planning provisions for such activities as housing, rural development, transport and infrastructure. Although these plans could be used as a means of controlling floodplain development, they have not been used for this purpose.
Local environmental plans are prepared by local government councils for part or all of the area under their control. The preparation of the plan must be preceded by an appropriate environmental study. Draft plans must be prepared in consultation with relevant government agencies and other bodies and made available for public display and comment before being formally promulgated. Such draft plans generally cover urban or rural area zoning, planning controls, building controls and development controls, along with development standards related to specific types of development. The revised policy envisages that these draft plans will be adopted and incorporated into local environment plans.
This legislation makes it mandatory for all councils to prepare local environmental plans. It also places a very heavy emphasis on the role of councils in environmental management, requiring them to have regard for the protection of the environment, and the proper management and conservation of the environment under their control, and to prepare regular reports relating to the state of the environment. A particular feature of this legislation relating to flood mitigation is the provision for the preparation of orders which provides councils with a mechanism for the control of floodplain development. This legislation is not widely used because it involves councils in significant expenditure for the preparation and implementation of floodplain management and mitigation measures.
This act is concerned with the control of works on river banks and floodplains which have been designated as floodplain areas. These works, known as “controlled works”, include earthworks, embankments and levees. Any person wishing to construct such works must apply to do so and the application may be refused if the work is likely to affect the distribution of flood flows in the vicinity. This legislation is mainly used to control floodplain development schemes in rural areas.
This act is primarily concerned with the management of soil conservation. Under the act landholders may be directed to undertake works or measures aimed at controlling soil erosion. It also provides for the preparation of schemes or projects, which might include soil conservation, surface drainage or sub-catchment management schemes, and also provides for the making of financial grants to assist in the implementation of such schemes. Although these provisions might be used for such purposes as integrated catchment management or stormwater drainage control, they have not been used in this way.
In general, the
Although flooding is one of the most manageable of all natural disasters, the implementation of a floodplain management strategy will not stop flooding. Flooding will continue to occur unless the area is protected against the maximum probable flood. As it is neither feasible nor economically justifiable to adopt the maximum probable flood as the basis for flood mitigation planning, a lesser flood level is selected to set planning controls and protection levels. This flood is known as the “designated flood level”, more recently referred to as the “flood planning level”. Floods above that level constitute a residual flood risk.
It is therefore necessary to ensure that the floodplain community understands the consequences of flooding above the flood planning level and takes effective action to minimize damage and loss of production and prevent loss of life when a flood of greater magnitude occurs.
It is considered that flood-prone communities have a basic responsibility to manage the residual flood risk.
Residual flood risk can be best addressed through flood emergency plans. If these plans are to be successful, it is essential that the population at risk knows what to do and how to do it effectively when flood warnings are issued. Local agencies and emergency services agencies have an important role to play in raising flood awareness through public awareness campaigns.
In areas where structural flood mitigation works have been built, individuals should be aware that, in general, the works do not eliminate flood hazard, and that danger and problems can arise when floods greater than the defined flood event occur. When levees are overtopped, water levels within the protected area can rise quickly and evacuation routes may be cut, creating hazardous conditions.
All of these issues should be addressed in a flood management plan for the area. This plan embodies the community’s considered opinions and balanced compromises regarding how best to manage floodplains on an objective, sustainable and equitable basis for the benefit of the floodplain community. As part of these plans, flood prone individuals should be made aware of the flood risk to which they are exposed, the functioning of the flood warning and evacuation systems and the appropriate actions to be taken when flood warnings are issued. This information should be freely available from the responsible local agency. The community, both flood-prone and flood-free individuals, should be encouraged to inform themselves on flooding matters. Flood prone individuals have an additional responsibility to both inform themselves and keep up to date with appropriate action to take in the event of a flood.
In addition, local communities are placing more emphasis on protecting and enjoying the environmental services provided by the floodplain resources, such as biodiversity, open space and amenity. In many areas, sustainable management of floodplains adds value to properties and so increases the economic wealth of the local community. These increased expectations from the community also place additional pressure on the natural resources of floodplains. Urban development, infrastructure expansion, extractive industries and rural intensification all place pressures on floodplains, which require sophisticated and integrated management.
To achieve the appropriate level of floodplain management, the overall strategy requires the support of the community and, in order to gain that support, the community needs to be involved in the management process. Ideally, the community should be involved from the identification of problems phase, through the information gathering and analysis phases, to the development and implementation of the long-term management strategy.
Those aspects of floodplain management that need the direct involvement and cooperation of the floodplain community are:
· identification of the flood problem;
· information gathering;
· formulation and analysis of alternative potential flood mitigation strategies;
· implementation of the long-term management strategy; and
· flood awareness and response.
Flood assessment and floodplain management need to bring together a wide range of expertise and knowledge. Practical managers, technical experts and lay people all need to be involved if solutions acceptable to the community are to be developed. Public consultation programmes, however, must be more than public relation exercises designed to tell people about the “best” solution developed by a group of single-discipline experts. Increasingly, a broadly educated and concerned public is demanding a meaningful role in floodplain management decision-making.
Effective community consultation is vital to gaining community acceptance of the findings of the floodplain management study and subsequent development of flood mitigation strategies.
In particular, effective community consultation requires consideration of the following aspects:
· informing the community of the need to undertake a floodplain management study and its purpose;
· assessing the community’s level of concern, knowledge and understanding in relation to flood issues and flood readiness;
· obtaining any information members of the community may have in relation to historic flood levels, behaviour and responses;
· assessing community aspirations in relation to flood problems;
· providing the community with information on alternative floodplain management measures, including their inherent advantages and disadvantages; and
· providing a mechanism for the community to have an input into the selection of the most appropriate management measures.
An appropriate methodology to achieve these objectives should be developed for the specific study area, community and locality.
In addition, a number of floodplain management measures, especially response modification measures, rely on community involvement to be effective. For example, flood warning, flood awareness and flood response.
It should be noted that effective community consultation is a basic principle of good floodplain management.
When a flood mitigation programme is being developed for a flood-affected locality, the first step in the floodplain management process is the formation of a floodplain management committee. The committee is formed and chaired by the flood authority in rural areas and by the local council(s) in urban areas. Because the responsibility for planning matters lies with the flood authority or the council, the committee should report directly to the responsible authority.
Broad community involvement in the flood management planning process, from the very beginning, should produce the best prospect for community acceptance of and commitment to the resulting management plan.
The main objective of the management committee is to assist the flood authority in the development and implementation of the floodplain management plan for the area under its jurisdiction. The committee is both the focus of, and the forum for, the discussion of technical, social, economic and ecological issues for the distillation of possibly differing viewpoints on these issues.
Membership of the management committee should consist of a balanced mix of elected (if appropriate), administrative and community representatives, together with technical experts actively involved in the preparation of the management plan.
Community partici
Community representatives should include people from affected residential and business areas, together with people who can effectively inform the affected community of the deliberations of the committee and so foster a wider understanding of the floodplain management process.
Community representatives play an important role in the success of the committee and every attempt should be made to have representatives who have an established appreciation of the flooding problem.
In certain circumstances it may be necessary to establish a committee involving a number of adjoining administrative areas. The cooperative approach will take into consideration the fact that local administrative boundaries rarely follow catchment boundaries.
The management committee acts as both a focus and a forum for the discussion of technical, social, economic, ecological and cultural issues relating to the development of a flood risk management plan. These issues include:
· flooding behaviour, including the risk, danger to personal safety and property damage imposed on existing land uses (the “existing” risk);
· the impact of flooding on potential future land uses and occupants and the impact of these future land uses on flooding (the “future” risk);
· continuing flood risk and methods of management (the “continuing” risk);
· the ecological impact of existing and possible future developments and floodplain risk management measures;
· broad-scale catchment issues such as water quality, riverine and floodplain enhancement and land management;
· environmental impact both upstream and downstream as a result of changes in hydrology and other factors;
·
potential
economic costs and benefits to both private and public sectors in the occu
· the potential economic benefits of proposed risk management measures;
· potential intangible flood costs, including physical and psychological effects of flooding;
· social factors, including the needs and aspirations of the local community, both existing and in the future;
· local and regional planning options and restrictions, including special zoning and planning controls, and opportunities; and
·
the protection of
heritage sites.
The expertise necessary to address these issues needs to be drawn from a variety of sources, including:
· the local council
· the local community
· key industry groups
· environmental groups
· the relevant catchment management boards
· state and Commonwealth government agencies and
· specialist consultants.
The collection and collation of flood data
from significant flood events using public partici
The primary source of this information is the local community. Consulting with them in an effective and appropriate manner is, therefore, an essential part of any flood study.
The information collected during actual flood events by members of the community relates to flood severity, as measured in terms of flood heights, the areas of rural lands inundated and the urban areas and facilities affected by the encroachment of floodwaters.
It is a fundamental principle of emergency management that communities that understand the hazards they face and know how to prepare for and react to them will have a better chance of mitigating the effects of flood disasters than those that do not. Some communities or parts of them may develop the appropriate expertise by experience, that is, by learning from their exposure to threats how to develop a strategy to cope with them. Farmers, for example, are used to handling floods. The frequency of inundation of rural land near watercourses, combined with losses which will ensue if stock and equipment are not moved before floodwaters arrive, give farmers the expertise generated by learning from exposure to the flood hazard. Under normal circumstances however, the level of flood experience among the floodplain population will be low, especially in developing urban areas.
In existing flood-affected areas, floodplain management measures should be undertaken to reduce the flood risk, wherever ecologically and economically viable. However, in some areas, it will not be possible to undertake such works. In such areas it is important that individuals recognise the extent of flood risk and be aware of evacuation routes and procedures in the event of major flooding.
In areas where flood or property modification measures are undertaken, individuals should be made aware that these measures do not entirely eliminate flood risk, and that problems can arise when floods greater than the flood used to derive the design flood level and used to design these measures occur. This aspect is of particular importance where flood and property modification measures do not exclude very large floods and where floodways can develop, levees can be overtopped, water levels can rise quickly, or evacuation routes can be cut.
All of the issues should be addressed in
the local flood plan for the area. In
The residual flood risk can best be addressed through flood emergency plans. Ideally the agency which has the responsibility for the preparation of flood emergency plans should also be responsible for the collection and compilation of flood intelligence and for the coordination of response activities. Having such broad responsibilities encourages the agency to develop expertise in the management of flood events. Other agencies will also be involved in flood emergency planning, but the lead agency should have the coordinating role.
A typical flood emergency plan for an area would include detail on the following items:
· the nature of the flood threat;
· areas which could be affected by flooding;
· sources of flood intelligence;
· roles and responsibilities of the involved agencies before, during and after flood events;
· control arrangements;
· trigger conditions for plan activation; and
· liaison and communication arrangements.
The plan should also include arrangements for public education, warning, the passage of information to flood-affected communities, road control, sandbagging, evacuation, resupply, rescue, the registration and welfare of evacuees, initial recovery and post-flood debriefing. In addition, the plan should be subject to periodic review in consultation with the local floodplain community.
As local flood plans contain a wealth of information, which can be used to educate people about an area’s flood threat, they should be placed on public display and made widely available within the community.
It is essential that floodplain management plans make specific allowance for regular education programmes designed to promote community awareness of, and preparedness for, the risks associated with flooding. A wide range of educational measures are available and these measures need to be assessed for suitability as part of a management plan.
Flood education provides information on the likely effects of flooding and knowledge of the relevant flood warning, response and evacuation procedures. It raises awareness of the flood problem and enables individuals to understand how to manage themselves and their property in response to flood warnings and in a flood event. It also invokes a state of flood readiness and allows the community to react within the effective warning time.
It is important to ensure that the catchment community is made aware of floodplain management activities to mitigate the flood hazard and local environmental issues aimed at improving natural resources. This can be achieved through a variety of measures, including print material, community meetings, a website (if available), displays at community fairs and supporting programmes which involve environmental activities undertaken by schoolchildren.
The publication of regular newsletters, which provide updates of floodplain management activities and distributed to individual residents in the catchment, is an effective means of keeping the community informed. These newsletters should be published on a regular basis.
A website can be a simple and cost-effective tool to provide information on floodplain management projects and catchment facts. This information can be targeted towards the different user groups, including residents, agencies, students, farmers and other interested persons. The website can display a range of information relating to a geographic information system. This allows any interested person with access to the Internet to create and download maps of the catchment with a variety of information, including the extent of flood inundation, evacuation routes, vegetation types, sub-catchment boundaries and cadastral information.
The sponsorship and involvement in community events helps to promote floodplain management activities, such as mitigation projects and environmental issues. The inclusion of information stalls at local community fairs is an important way to access the local community and discuss local issues of concern. It has proved to be an effective strategy in disseminating information to the flood-affected sector of the community.
Education involves showing the community how human activity can impact on both water quantity and quality in waterways and what can be done to control and improve the existing situation. Educating schoolchildren about the flood hazard and the environment is important because they are the decision makers of the future. This can be achieved by conducting catchment tours that are designed to teach students about flood mitigation, water quality and vegetation management issues.
Radio and television campaigns are employed to raise public awareness of flooding as a community service. These campaigns broadcast messages which provide advice on how people can protect themselves and their belongings from flooding.
Dissemination of pamphlets, brochures and action guides relating to the flood threat are distributed to flood-affected communities.
In flood-prone areas, flood action cards are presented and explained to those at risk. They are used for education purposes during the non-flood season and detail action to be taken during a flood event and include handy hints on evacuation procedures.
Reminding communities of past floods constitutes a useful platform for indicating that the flood threat still poses severe risks and that appropriate behaviour can maximize personal and household safety and reduce damage. This information can be published as inserts to local newspapers. These inserts provide historical information, details of flood inundation maps, information to allow the community to interpret flood warnings and tips on how to prepare for flooding.
Flood mitigation is principally the
responsibility of state and local governments, with the national government
providing a coordinating function and a source of funding for flood mitigation
works. In recent years, there has been a trend for flood mitigation in
It is clear from the foregoing discussion
that to achieve effective integrated floodplain management the full support of
the catchment community is required. This support can only achieved by the
involvement and partici
Community education, community involvement
and acceptance of community ownership and responsibility for flooding problems
are prerequisites for the satisfactory solution for such problems. In this
regard, the need for community partici
Floodplain Management Working Group,
Agriculture and Resource Management Council of
United Nations Economic & Social
Commission for
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¯¯ The
views expressed herein are those of the author and do not necessarily reflect
those of the United Nations or of the government of